Richard W. Filippone

  • CFA
  • MBA

Principal - Managed Accounts

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Rich has been working in the financial asset management industry for over 30 years. His past experiences at insurance companies, banks, trust companies, and investment advisory firms have garnered him a proven ability to manage asset portfolios. He has an extensive background in portfolio management with multi-market, multi-style strategies. He has received numerous honors and awards in his tenure and continues to give back by being a guest lecturer in college classrooms. He is also in the process of writing a book on common sense investing.

Outside of the office, Rich and his wife, Joyce, are active members at their church. Rich was a USUBA tournament volleyball player for 15 years, followed by a Junior Olympic girls volleyball coach for 16 years with his wife. Rich’s newest addition to the family is a cockapoo puppy named Beau. His weekends include playing fetch and obedience training.


  • Private portfolio management
  • Investment analysis
  • Equity growth and income production
  • Retirement planning
  • Financial planning


  • Principal — Managed Accounts – Cahill Financial Advisors
  • Senior Vice President and Portfolio Manager – Piper Capital Management
  • Investment Vice President and Senior Portfolio Manager – Midway National Bank
  • Financial Analyst and Team Portfolio Manager – St. Paul Companies, Inc.


  • B.S. and B.A. Business, Economics - Youngstown State University
  • M.B.A. Finance – Cleveland State University
  • Investment Advisor Series 65
  • Chartered Financial Analyst Level III
  • Chartered Market Technician Level I


  • Association for Investment Management and Research
  • Twin City Society of Security Analysts
  • Market Technicians Association – Alumni
  • Minnesota Business Economic Foundation Board of Directors – Alumni